Synergy Compliance Education
Resources
Compliance is a continuous process, and not a destination. Along the way, changes in firm structure and operations can create the need to make adjustments to your compliance program. Maintaining access to current best practices and industry standards is vital to compliance program flexibility.
Education
Reaction, Learning, Behavior, Results
These are the four levels of training and evaluation based on Don Kirkpatrick's groundbreaking, widely used evaluation model. Our educational process seeks to heavily leverage this model by applying these concepts to RIA Compliance terminology, strategy, and processes.
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Access the platform, take a test drive of the course structure, and get an understanding of the learning objectives and supervisory techniques that will transform your understanding of RIA Compliance.
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