RIA Compliance is an ongoing journey, not a destination.
We've got the map.
Your compliance program is ready
When you plug your firm into Synergy Compliance Education, you'll know exactly what to do and how.
On-demand curriculum
Access top-to-bottom courses on managing your compliance program with our self-guided directory of instructional videos. Don't worry—we've thought of everything.
Mobile compliance reminders
Rest assured, we'll let you know when it's time to take important actions to maintain a successful compliance program, including FINRA renewals, ADV updates, and more.
Robust knowledge base
We've heard all of the questions before and compiled the answers into an intuitive knowledge base, so the information you need is always at your fingertips. Our collective expertise is just a click away.
Your compliance education
Explore over two dozen courses across six key units.
11 lessons
2 lessons
4 lessons
4 lessons
4 lessons
2 lessons
Our promise to you
Convenient
Access your compliance education anywhere, anytime and come back as often as you need.
Comprehensive
Get access to the full suite of courses, our robust knowledge base, and mobile compliance reminders.
Concise
We'll get straight to the point covering everything you need to know and nothing more. Your time is valuable.
On-the-job learning
Gain an understanding of the learning objectives that will transform your understanding of RIA Compliance, with a focus on key behaviors and practical application.
Why Synergy Compliance Education?
You have choices for managing your firm's compliance program, and that makes us all better.
Proven processes
We've touched hundreds of RIA compliance programs, from those seeking initial registration to legacy firms. Why reinvent the wheel?
Unmatched expertise
Synergy Compliance Education is the leading authority on managing RIA compliance programs. We stay up-to-date on the regulations so you don't have to.
Ultimate peace of mind
When it comes to RIA compliance, peace of mind is what you need most. Rest assured, we wrote the book on it.
.png?width=1467&height=579&name=SCELogo_Color%20(2).png)
-1.png?width=299&height=300&name=SCE%20(5)-1.png "SCE (5)-1")